0001082045-12-000002.txt : 20120210
0001082045-12-000002.hdr.sgml : 20120210
20120210143814
ACCESSION NUMBER: 0001082045-12-000002
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: FXCM Inc.
CENTRAL INDEX KEY: 0001499912
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 273268672
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-86045
FILM NUMBER: 12592052
BUSINESS ADDRESS:
STREET 1: 32 OLD SLIP
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 6464322241
MAIL ADDRESS:
STREET 1: 32 OLD SLIP
CITY: NEW YORK
STATE: NY
ZIP: 10005
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: WEATHERBIE M A & CO INC/MA
CENTRAL INDEX KEY: 0001082045
IRS NUMBER: 020484484
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 265 FRANKLIN STREET
STREET 2: SUITE 1601
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6179512550
MAIL ADDRESS:
STREET 1: M A WEATHERBIE & CO INC
STREET 2: 265 FRANKLIN ST STE 1601
CITY: BOSTON
STATE: MA
ZIP: 02110
SC 13G
1
file13gFXCM4q11filed21012v2.txt
FILE13G FOR FXCM 4Q11 AT 5PCT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
M.A. Weatherbie & Co., Inc.
(Name of Issuer)
Common Stock, $0.01 par value
(Title of Class of Securities)
302693106
(CUSIP Number)
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 302693106
1. Names of Reporting Person
M.A. Weatherbie & Co., Inc.
I.R.S. Identification Nos. of above person: 02-0484484
2. Check the Appropriate Box if a Member Of a Group
[ ] (a)
[ ] (b)
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware, United States
5. Sole Voting Power: 434,235
Number of
Shares 6. Shared Voting Power: 0
Beneficially
Owned by 7. Sole Dispositive Power: 777,417
Each Reporting
Person With 8. Shared Dispositive Power: 0
9. Aggregate Amount Beneficially Owned by Each Reporting Person
777,417
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (9)
5.1%
12. Type of Reporting Person
IA
Item 1. (a) Name of Issuer: FXCM Inc.
(b) Address of Issuer's Principal Executive Offices:
32 Old Slip
New York, NY 10005
Item 2. (a) Name of Person Filing:
M.A. Weatherbie & Co., Inc.
(b) Address of Principal Business Offices:
M.A.Weatherbie & Co., Inc.
265 Franklin Street, Suite 1601
Boston, MA 02110
United States
(c) Citizenship:
Please refer to Item 4 on each cover sheet for each
Reporting Person
M.A. Weatherbie & Co., Inc. is a Delaware Corporation
(d) Title of Class of Securities
Common stock
(e) CUSIP Number: 302693106
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or
(c), Check Whether the Person Filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in Section 3(a)(19) of the Act.
(d) [ ] Investment company registered under Section 8 of the
Investment Company Act of 1940.
(e) [X] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
Rule 13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
Rule 13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940;
(j) [ ] A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
(k) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
Item 4. Ownership
Please see Items 5 - 9 and 11 on each cover sheet for each
Reporting Person
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company
Not Applicable
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
a) The following certification shall be included if the statement is filed
pursuant to Rule 13d-1(b):
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
b) The following certification shall be included if the statement is filed
pursuant to Rule 240.13d-1(b)(1)(ii)(J), or if the statement is filed
pursuant to Rule 240.13d-1(b)(1)(ii)(K) and a member of the group is a
non-U.S.institution eligible to file pursuant to Rule 240.13d-1(b)(1)(ii)(J):
By signing below I certify that, to the best of my knowledge and belief,
the foreign regulatory scheme applicable to [insert particular category of
institutional investor]is substantially comparable to the regulatory scheme
applicable to the functionally equivalent U.S. institution(s). I also undertake
to furnish to the Commission staff, upon request, information that would
otherwise be disclosed in a Schedule 13D.
c) The following certification shall be included if the statement is filed
pursuant to Rule 13d-1(c):
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 10, 2012
M.A.Weatherbie & Co., Inc.
By: /s/ Mildred Mallen
--------------------------
Name: Mildred Mallen
Title: Chief Compliance Officer